June 9, 2026 | Congratulations to the GableGotwals attorneys recently recognized in the 2026 Top Attorneys guide by 405 Magazine. This marks the Firm’s seventh consecutive year to appear in the review.

The local guide to attorneys and practices was developed through extensive peer-review surveys conducted by Data Research. This year, 25 GableGotwals attorneys were highlighted in 14 practice areas:

Appellate Law

Gerard M. D’Emilio

Arbitration and Mediation

Jeff Curran (Legacy)

Banking and Financial

Jeffrey D. Hassell
Francesca A. Walentynowicz (Rising Star)

Business Law

Nathan H. Atkins
J. Blake Patton

Civil Law Litigation

Amy M. Stipe

Commercial Litigation

John M. “Jake” Krattiger

Eminent Domain

Scott Kiplinger

Energy, Oil and Gas

E. Talitha Ebrite
Rosa M. Garner (Rising Star)
Nick V. Merkley
Brooks A. Richardson
Rob F. Robertson

Government and Administrative

David R. Herber
Robert G. McCampbell (Legacy)

Insurance

Lance Leffel
Ashlyn M. Smith
Leasa M. Stewart

Labor and Employment

Ellen A. Adams

Land Use Environment

Tyler A. Self (Rising Star)
Tim Sowecke

Medical Malpractice Defense

Brian Blackstock
Zoe Butts Dowdell

Oil and Gas

Leo J. Portman

GableGotwals’ profile is featured in the June 2026 issue of 405 Magazine, beginning on page 65. The article is also available online.

February 23, 2026 | By: Jake Krattiger, Nick Merkley, Brian Tully, and Tyler Self

Executive Summary
A recent decision from the U.S. District Court for the Southern District of New York confirms that when clients independently communicate with a public AI platform, those exchanges are not protected by attorney-client privilege or the work product doctrine simply because they are later shared with counsel. In other words, these types of searches and inquiries, as well as the results, may ultimately be provided to the opposing party in discovery.

Although the case arose in a criminal context, the court applied traditional privilege principles that apply equally in civil litigation, regulatory enforcement, and internal investigations. The lesson is straightforward: communications with public AI systems may be discoverable, and forwarding them to counsel does not retroactively make them privileged.

United States v. Heppner, No. 25-cr-00503-JSR, 2026 WL 436479 (S.D. N.Y., Feb. 17, 2026). A link to the memorandum opinion is available here.

What Happened
After receiving a grand jury subpoena and knowing he was a target of investigation, the defendant used Claude (Anthropic’s AI agent) to generate written analyses outlining potential defenses and legal strategy. He did so independently, without direction from counsel.

Federal agents later seized his electronic devices pursuant to a search warrant. The defendant asserted the attorney-client privilege and work product doctrine over the AI-generated materials.

The Court rejected both claims. New technology did not change old doctrine.

Attorney-Client Privilege
The court concluded that the defendant’s exchanges with the AI platform could not be protected by the attorney-client privilege for several independent reasons:

• No Attorney Client Relationship – The AI platform was not a lawyer, and Claude explicitly did not hold itself out as providing legal advice. Privilege protects communications between a client and a licensed attorney (or the attorney’s agents), not communications with a third-party technology provider. A software platform, even a sophisticated one, does not owe fiduciary duties.
• No Reasonable Expectation of Confidentiality – Claude’s privacy policy allowed retention of user inputs and outputs, use of data for model training, and potential disclosure to third parties, including regulators. The court found that these terms defeated any reasonable expectation of confidentiality, a load-bearing pillar of attorney-client privilege.
• No Communication for the Purpose of Obtaining Legal Advice – Because counsel did not direct the defendant to use the AI tool, the relevant inquiry was whether the defendant sought legal advice from the platform itself. The platform expressly disclaimed providing legal advice, which undermined that argument.

The Court also reaffirmed a fundamental legal principle of black letter law: Documents that are not privileged when they are created do not become privileged when they are later shared with counsel.

Work Product Doctrine
The work product doctrine protects materials prepared by or at the direction of counsel in anticipation of litigation, particularly those reflecting counsel’s mental impressions or strategy.

Here, the defendant acted on his own initiative. The AI-generated materials were not prepared at counsel’s direction and did not reflect counsel’s legal analysis at the time they were created. The fact that they later influenced counsel’s thinking did not transform them into protected work product.

Noting that the materials were seized from the defendant at the time of his arrest pursuant to the search warrant instead of being produced as part of pretrial discovery, the federal district court found that Federal Rule of Criminal Procedure 16(b)(2)(A) was “inapplicable on its face.” While this rule exempts materials “made by the defendant” from pretrial discovery, “[t]he Government did not request them, and [the defendant] did not produce them, in pretrial discovery.”
The doctrine exists to protect the lawyer’s mental processes. It does not protect a client’s independent strategizing conducted through a third-party platform under the circumstances presented here.

Practical Implications for Companies
This ruling is not anti-AI, but a conventional application of longstanding privilege doctrines. The risk arises from how AI is used, particularly in the context of active or anticipated disputes.

Companies should assume that:

• Communications with public AI systems may be discoverable in litigation or investigations.
• Inputting legal advice, attorney communications, internal analyses, or strategy into a third-party AI platform may waive privilege.
• The intent to later share a document with counsel does not create privilege if it did not exist at the time of creation.
• Use of AI tools after receiving a subpoena, civil investigative demand, regulatory inquiry, or credible threat of litigation presents elevated risk.

If a dispute is on the horizon, a party’s unsupervised searches and exchanges with an AI platform could later be used as evidence.

Recommended Steps to Protect the Company, Employees, and Customers
To reduce risk exposure, companies should consider implementing the following safeguards:

• Establish Clear Internal AI Use Policies – Adopt written policies governing employee use of generative AI tools, including restrictions on entering confidential business information, customer data, trade secrets, attorney communications or legal strategy, or any information on pending or anticipated disputes. Policies should expressly state that public AI platforms constitute third parties for privilege purposes.
• Restrict AI Use in Legal and Regulatory Matters – Prohibit independent use of public AI platforms for analyzing claims, defenses, investigation strategy, regulatory responses, or litigation risk without prior involvement of counsel. Require legal department approval before AI tools are used in connection with active disputes or investigations.
• Evaluate Data Governance and Vendor Risk – Review AI platforms’ terms of service and privacy policies to understand their data retention practices, model training use, disclosure rights, and any cross-border data implications. Importantly, these issues may also implicate customer privacy obligations and contractual commitments.
• Train Employees and Management – Provide targeted training explaining how privilege works, how it can be waived, and why AI platforms are not confidential brainstorming tools.
• Recognize that AI is not a substitute for an attorney.

Conclusion
The court framed this as a novel question, but the reasoning was not new. Privilege requires a lawyer, confidentiality, and purpose. Work product requires attorney direction or protection of counsel’s mental impressions. Those principles apply regardless of whether the communication occurs by letter, email, or AI prompt.

Companies should address AI governance proactively. It is far less costly to implement guardrails now than to defend waiver arguments in the middle of litigation. If you have questions about creating or revising AI use policies, conducting internal training, or assessing risk exposure in pending matters, GableGotwals is available to assist.

This Alert was prepared by Jake Krattiger, Nick Merkley, Brian Tully, and Tyler Self. The litigation team at GableGotwals regularly advises clients on privilege, discovery strategy, internal investigations, regulatory inquiries, and high-stakes disputes. For assistance, please contact one of the authors or visit our Litigation Practice page.

This article is provided for educational and informational purposes only and does not contain legal advice or create an attorney-client relationship. The information provided should not be taken as an indication of future legal results; any information provided should not be acted upon without consulting legal counsel.

October 28, 2025 | Benchmark Litigation, a guide that provides analysis of commercial and financial litigators and law firms in the United States, named GableGotwals a “Highly Recommended” law firm for Dispute Resolution in Oklahoma.

In addition, 14 attorneys were recognized as 2026 “Litigation Stars,” six of whom were newly named. Two attorneys were newly recognized as 2026 “Future Stars,” and three were named to the Oklahoma “40 & Under List – South” for 2025.

Oklahoma 2026 Benchmark Litigation: Oklahoma Attorneys
Ellen A. Adams Oklahoma Future Star	David L. Bryant United States (National), Oklahoma Litigation Star Insurance, Securities, Environmental, Energy
Jeffrey A. Curran United States (National), Oklahoma Litigation Star	Craig A. Fitzgerald Oklahoma Litigation Star Insurance, Dispute Resolution, Energy
Amelia A. Fogleman United States (National), Oklahoma Litigation Star	Jake Krattiger Oklahoma, 40 & Under List – South (2025) Commercial, Energy
Lance Leffel Oklahoma Future Star	Justin A. Lollman Oklahoma, 40 & Under List – South (2025) Dispute Resolution
Graydon Dean Luthey, Jr. United States (National), Oklahoma Litigation Star Securities, Commercial, Native American, Energy	Robert G. McCampbell United States (National), Oklahoma Litigation Star
Nick Merkley United States (National), Oklahoma Litigation Star Competition/Antitrust, Product Liability, Energy	Barrett L. Powers Oklahoma, 40 & Under List – South (2025) Dispute Resolution
Rob F. Robertson United States (National), Oklahoma Litigation Star Product Liability and Recall, Commercial, Energy	Trent Shores United States (National), Oklahoma Litigation Star
Leasa M. Stewart Oklahoma Litigation Star Labor and Employment, Commercial	Amy M. Stipe United States (National), Oklahoma Litigation Star Insurance, Commercial, Oil and Gas
Sidney K. Swinson United States (National), Oklahoma Litigation Star	Chris S. Thrutchley, SHRM-SCP United States (National), Oklahoma Litigation Star
Jay P. Walters United States (National), Oklahoma Litigation Star

About GableGotwals
GableGotwals® is a full-service law firm with more than 100 attorneys and 70 other business professionals in Oklahoma and Texas. We represent a diversified client base across the nation, and our connections and reach are global. Fortune 500 corporations, privately owned companies, entrepreneurs, foundations, and individuals entrust us every day with the stewardship and strategic management of their legal challenges.

June 3, 2025 | Congratulations to the GableGotwals attorneys recently recognized in the 2025 Top Attorneys guide by 405 Magazine. This marks the Firm’s sixth consecutive year to appear in the review.

The local guide to attorneys and practices was developed through extensive peer-review surveys conducted by DataJoe Research. This year, 20 GableGotwals attorneys were highlighted in 13 practice areas:

Appellate Law

Gerard M. D’Emilio

Business Law

J. Blake Patton

Civil Law Litigation

Amy M. Stipe

Commercial Litigation

John M. “Jake” Krattiger
Nick V. Merkley

Eminent Domain

Scott Kiplinger

Energy, Oil and Gas

Brooks A. Richardson
Rob F. Robertson

Government and Administrative

David R. Herber
Robert G. McCampbell

Insurance

Lance Leffel
Ashlyn M. Smith
Leasa M. Stewart

Labor and Employment

Ellen A. Adams

Land Use Environment

Tim Sowecke

Medical Malpractice Defense

Brian Blackstock
Zoe Butts Dowdell

Oil and Gas

Talitha Ebrite
Leo J. Portman

Product Liability

Jeffrey A. Curran

GableGotwals’ profile is featured in the June 2025 issue of 405 Magazine, beginning on page 67. The article is also available online.