Securities Alert – A Summary of the SEC’s Avalanche of Regulatory Proposals
This Alert summarizes the proposals that will impact most public companies.
This Alert summarizes the proposals that will impact most public companies.
GableGotwals is pleased to announce that 64 lawyers have been recognized in the 2027 Edition of The Best Lawyers in America.
GableGotwals acted as co-counsel to Oklahoma Gas and Electric Company, a subsidiary of OGE Energy Corp., in its $350 million public offering of 5.90% senior notes due 2056. The notes will mature on April 1, 2056, and the proceeds are expected to be used for general corporate purposes, including the repayment of short-term debt, borrowings under its revolving credit facility, and funding capital investments and working capital needs.
The SEC recently announced that through September 30, 2026, it will generally not respond to company Rule 14a-8 no-action requests seeking to exclude shareholder proposals.
ExxonMobil has announced a new shareholder voting initiative aimed at increasing participation by retail investors in annual meetings.
Each candidate is evaluated on 12 indicators of peer recognition and professional achievement, and selections are made on an annual, state-by-state basis.
The recent flurry of activity regarding tariffs and the resultant market volatility should have public companies reviewing and analyzing their risk factors and MD&A sections in the preparation of their upcoming 10-Q filings for the first quarter.
The CTA and its implementing regulations have created a number of new risks and responsibilities. We understand the difficulty in sorting through these new requirements, let alone complying with them. This Alert provides guidance for public companies.