Securities Alert – Recent Amendments That Are Now Applicable to Upcoming Annual Reports On Form 10-K

Now that the amendments adopted last year are applicable, calendar year reporting companies will need to update their disclosures in the Management’s Discussion and Analysis of Financial Condition and Results of Operations (MD&A) section of their upcoming annual reports on Form 10-K

By |2025-06-16T08:49:21-05:00October 11th, 2021|Comments Off on Securities Alert – Recent Amendments That Are Now Applicable to Upcoming Annual Reports On Form 10-K

Securities Alert – NYSE Approves Amendments to Related Party Transaction Requirements

NYSE amends its related party transaction rule for the second time in less than 5 months.

By |2024-06-18T15:59:46-05:00September 23rd, 2021|Comments Off on Securities Alert – NYSE Approves Amendments to Related Party Transaction Requirements

Securities Alert – NASDAQ Board Diversity Proposal Approved By the SEC

On August 6, 2021, the SEC approved Nasdaq’s board diversity proposal set forth in Rules 5605(f) and 5606 of the Nasdaq Listing Rules.

By |2024-06-18T16:00:13-05:00August 30th, 2021|Comments Off on Securities Alert – NASDAQ Board Diversity Proposal Approved By the SEC

GableGotwals Named Tier 1 Firm by IFLR1000

GableGotwals is once again named a Tier 1 firm in Oklahoma for Financial and Corporate. IFLR1000 is a guide to the world’s leading financial and corporate law firms. In 2020, the Firm was recognized as “State of the Year” for Oklahoma.

By |2023-06-09T15:06:28-05:00August 30th, 2021|Comments Off on GableGotwals Named Tier 1 Firm by IFLR1000

GableGotwals Named IFLR1000 State of the Year for Oklahoma

GableGotwals was selected by IFLR1000 in its inaugural United States Awards for the state of Oklahoma. Per IFLR, "the awards celebrate the most innovative US deals and the best-performing law firms and lawyers across the states in 2019, and recognize where firms and lawyers performed exceptionally both locally and nationally.

By |2021-09-28T16:06:13-05:00July 28th, 2021|Comments Off on GableGotwals Named IFLR1000 State of the Year for Oklahoma

Securities Client Alert – NYSE Approves Amendments to Related Party Transaction Requirements

The SEC approved amendments to the NYSE’s Listed Company Manual, revising the requirements for related party transactions in Section 314.00.

By |2024-06-18T16:09:19-05:00July 20th, 2021|Comments Off on Securities Client Alert – NYSE Approves Amendments to Related Party Transaction Requirements

Securities Alert – Rule Changes the SEC is Considering, Including Revisiting Recently Amended Rules

The SEC Chair has identified several areas of focus (10b5-1 plans, climate change, human capital management and cybersecurity risk governance among others), while also asking the SEC staff to revisit a number of recently amended rules (proxy voting advice, the integration framework for exempt offerings, the accredited investor definition and resource extraction rules).

By |2025-06-16T08:58:36-05:00July 20th, 2021|Comments Off on Securities Alert – Rule Changes the SEC is Considering, Including Revisiting Recently Amended Rules

Securities Alert – New Securities Rules Take Effect to Improve Exempt Offerings

Amendments recently took effect to “address gaps and complexities in the exempt offering framework that impede access to capital for issuers and access to investment opportunities for investors.”

By |2024-06-18T16:02:07-05:00July 20th, 2021|Comments Off on Securities Alert – New Securities Rules Take Effect to Improve Exempt Offerings
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